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Dozens of settlements and awards on behalf of clients Cary S. Lapidus has obtained dozens of settlements, awards and judgments on behalf of his clients since leaving the Securities and Exchange Commission, where he worked in the Enforcement and Market Regulation Divisions. |
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“Cary Lapidus is probably the most well prepared attorney with whom I have ever dealt. He has excellent judgment and understanding of the law. Most important of all, he is highly ethical and those who deal with him know that his word is his bond.“ |
Profile
Mr. Lapidus was a staff attorney with the U.S. Securities and Exchange Commission's Division of Enforcement and Division of Market Regulation, where he prosecuted cases involving broker-dealer abuses, market manipulation, management and financial reporting fraud, ponzi schemes, and insider trading. Mr. Lapidus graduated with distinction from the University of Virginia, and obtained his Juris Doctorate degree from Boston University School of Law. ResultsMr. Lapidus has represented numerous investors in American Arbitration Association, Pacific Stock Exchange and NASD arbitrations against most of the nation's major securities brokerage firms. The cases have involved market manipulation, churning, unsuitable recommendations, employee stock options, unauthorized trades, and misrepresentations and omissions of material facts. Since leaving the Securities and Exchange Commission, Enforcement and Market Regulation Divisions in 1986, Cary S. Lapidus has obtained dozens of settlements, awards and judgments on behalf of his clients. Expertise and LeadershipFor over 15 years, Mr. Lapidus has educated other attorneys and experts in a broad range of securities and arbitration issues, including:
As an active participant in the training of arbitrators for securities disputes for the American Arbitration Association, Mr. Lapidus also co-authored "Securities Arbitrator Training & Role-Playing Scenarios". Mr. Lapidus has also:
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![]() The information on this website is for general information purposes only. Nothing on this or assoicated pages, documents, comments, answers, emails, or other communications should be taken as legal advice for any individual case or situation. This information on this website is not intended to create, and receipt or viewing of this information does not constitute, and attorney-client relationship. Cary S. Lapidus is an inactive member of the California State Bar and does not render legal advice nor provide legal services of any kind. |
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© Copyright 2023 Cary S. Lapidus. All rights reserved. |
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