![]() |
|||||
![]() |
![]() |
||||
![]() |
Levinthal v. First Republic Securities Company, LLC ⇒ $2.17 million The Law Offices of Cary S. Lapidus recovered $2.17 million for clients who sustained losses in a complex municipal arbitrage bond fund. The clients alleged that the fund was unsuitable for them and that the firm that recommended and sold the investment had failed to perform proper due diligence. The award is notable for awarding the full amount of the clients' damages, including out-of-pocket losses and arbitration expenses. |
![]() |
|||
site navigation
“Cary Lapidus is probably the most well prepared attorney with whom I have ever dealt. He has excellent judgment and understanding of the law. Most important of all, he is highly ethical and those who deal with him know that his word is his bond.“ |
Law Offices of Cary S. LapidusCary S. Lapidus is a California-based attorney whose practice is concentrated in securities arbitration and business litigation. Mr. Lapidus was a staff attorney with the U.S. Securities & Exchange Commission's Division of Enforcement and Division of Market Regulation from 1982 to 1986, where he prosecuted cases involving broker-dealer abuses, market manipulation, management and financial reporting fraud, ponzi schemes, and insider trading. Since entering private practice in 1986, he has represented numerous investors in American Arbitration Association, Pacific Stock Exchange and NASD arbitrations against most of the nation's major securities brokerage firms in matters involving market manipulation, churning, unsuitable recommendations, employee stock options, unauthorized trades, and misrepresentations and omissions of material facts… obtaining settlements, awards and judgments on their behalf. Please contact us for assistance with securities arbitration law, securities litigation, broker misconduct, investment advisor misconduct and investment losses. ![]() |
in the news |
|||
![]() ![]() |
|||||
© Copyright 2023 Law Offices of Cary S. Lapidus. All rights reserved. |
|||||
![]() |
![]() |
![]() |
![]() |
![]() |
![]() |