Bourdev v. JPMorgan Chase ⇒ $350,000 + revision of Form U-5 language

$350,000 on behalf of a registered representative/banker who was terminated from JPMorgan Chase. After a full evidentiary hearing, a FINRA arbitration panel awarded $350,000 in compensatory damages for defamation and/or wrongful termination and ordered that the language on her Form U-5 be changed to reflect that she did not engage in any wrongdoing and that the company conducted a deficient investigation.

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securities arbitration
securities litigation
broker misconduct
investment advisor misconduct
exchange traded funds
expungement Of Form U-5 language
tenancy in common (TIC)
elder/senior financial abuse
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